Corporate insiders must sell company shares to meet financial goals but also need to avoid insider trading. A Rule 10b5-1 trading plan offers some protection. When you work at a public company, you ...
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Opinions expressed by Digital Journal contributors are their own. Trading or investing is a business. You want to start by setting realistic goals. By creating a plan, your framework will help help ...
Changes are likely coming to SEC Rule 10b5-1, and with them, new litigation risks for corporate officers and directors. Rule 10b5-1 permits corporate insiders to establish stock trading plans that ...
Abuses of 10b5-1 plans, which are supposed to help prevent insider trading, have led the SEC to tighten the rules. Insider trading is a notorious form of white-collar wrongdoing that most people are ...
The Art of the Trade: Trading the Plan In today's column I'll discuss having a plan, and most important, sticking to it. As traders we're constantly formulating directional opinions. Sometimes it ...